Posts Tagged ‘Leviathan’

Of Gospel and Heresies: American Idol (pt. 1)

May 29, 2018

Of Gospel and Heresies: American Idol


Then all the elders of Israel gathered together and came to Samuel at Ramah, and said to him, “You are old and your sons do not follow in your ways; appoint for us, then, a king to govern us, like other nations.”  But the thing displeased Samuel when they said, “Give us a king to govern us.” Samuel prayed to the Lord,  and the Lord said to Samuel, “Listen to the voice of the people in all that they say to you; for they have not rejected you, but they have rejected me from being king over them.  Just as they have done to me, from the day I brought them up out of Egypt to this day, forsaking me and serving other gods, so also they are doing to you. 

1 Samuel 8:4-9


The 17th Century philosopher Thomas Hobbes was largely responsible for much of our political language today. He said that all men (he was pretty sexist, so I’ll suspect the language wasn’t an oversight) were created equal, and that they have certain inalienable rights. These ideas got picked up later by John Locke, then passed through him to Jefferson and other Founding Fathers (and mothers) of our Revolution, and thence into common use today. HOWEVER, Hobbes differs from some of these others in that he does not think this “equality” is all that good a thing. In fact, this equality of people primarily means that we are all equally selfish, fearful, irrational, and absolutely dangerous to one another. When everyone is equal, everyone has equal rights to have his desires satisfied, no matter how harmful to anyone else. He says this equality breeds conflict, and that without a strong force to keep us all in line, our lives would be war of each against all, and life would be “solitary, poor, nasty, brutish, and short.” All this equality is so terrible, Hobbes said, that the only sensible thing to do is to join together in societies. In a society, or “commonwealth” to use his word, we all tacitly choose one person, or a small group, to be better than the rest of us, to be above the law, and to be the law for the rest. He preferred a single king, but a small group like the Roman senate would be okay too, so long as there was some person or persons in charge. In his view, the State is thus an “artificial person,” created when a group of us actual people agree to give up most of our rights in exchange for protection of our lives, freedom from torture and imprisonment, and some other minimal rights. Hobbes calls this ruling power the “sovereign,” and states that the sovereign is not bound by the law; it creates the law, designates what will count as “good” or “evil,” hands out rewards and punishments, and does whatever is required to establish order. Without a strong hand with a big stick, Hobbes said, none of us could sleep peacefully; but since we all know our neighbors fear the government, we can at least trust our neighbors not to murder us in our beds. Because this sovereign must be above the law, be the lawgiver for the nation, providing for the security and prosperity of the rest of us, Hobbes refers to it as “that earthly god, or Leviathan,” which the Creator put in place to manage human affairs. He thought God was not going to rule over us directly, so we need to select someone or some group among us to take over the role of deity pro tempore.

Hobbes and Samuel don’t seem to agree on much, but they do seem to agree that the strong worldly leader is an alternative to trusting in God alone. Hobbes would probably point us toward the book of Judges, and its mournful refrain: There was no king in Israel in those days, and every man did what was right in his own eyes. The lack of a king, Hobbes would say, had led Israel to anarchy and brutality; only a strong government would impose order. But this thing displeased Samuel. He seems to have taken it personally; he was, after all, one of those judges, those leaders appointed directly by God as prophet and leader. Samuel would probably have said that when Israel lived faithfully with God, they had peace and prosperity; but when the judge died and the people ceased following the LORD, that was when they ran into trouble. The period of the judges was chaotic, but it also is depicted as somewhat democratic for its day. The judge was called by God, but then had to go out and convince the people. Gideon, Deborah, and less famous judges ruled only with the consent of the people; they had to rally the people to follow and obey them. When they died, their successors were appointed by God and accepted by the people for their leadership, not because they were of royal blood. When Samuel became old, the people wanted a strong, stable, authoritarian government like the nations around them; since Samuel’s sons were not up to the job of succeeding their father, the people wanted an official monarchy with a clear, perpetual line of succession, like all the other nations had. God said, don’t take it personally, Samuel. They aren’t rejecting you. They are rejecting me, their God. They want visible power, a royal family that will hold authority over them, rather than the uncertainty of relying on the invisible power of the LORD to choose their leaders from among them. They are idolaters at heart, whether they are seeking a golden calf or a king. So explain to them carefully and honestly what it is they are choosing; and then, if that is what they want, let them have their king.

To be continued…


Should Stupid People Be Allowed to Vote? Locke, pt. 2

December 16, 2016

Should Stupid People Be Allowed to Vote? Locke, pt. 2


For when any number of men have, by the consent of every individual, made a community, they have thereby made that community one body, with a power to act as one body, which is only by the will and determination of the majority


—– John Locke



How does “protecting the inalienable right to liberty” translate to obeying the laws of the government, or even paying taxes?   This is what is perhaps the most radical and transformative part of Locke’s political philosophy. Locke follows the same basic formula as Hobbes and many other social contract theorists: we imagine starting in a “state of Nature” prior to all government, and then ask why any individual would move from the perfect freedom of anarchy into an ordered (and ordering) society. How we interpret the natural state of humanity tells us about what sort of debt we owe the State, and by implication what the State owes us citizens. It assumes a quasi-historical moment when the individual voluntarily joined the society, recognizing that this was more implicit and theoretical than actual. In Locke’s view, a free and basically reasonable individual chooses to belong to a civil society because that society preserves his or her basic freedom and rationality better than simply going it alone in a state of natural anarchy.[1] However, to be a functioning society, the group has to be able to act as a coherent unit; so some sort of government must exist. Thus, we all have to agree to give up our right to just do whatever pops into our heads, and instead must cooperate. That means we need some sort of process whereby everyone can be heard, everyone’s interests can be considered, and then the group can decide to act as determined by the will of the majority. Each of us must agree to accept the will of the majority, since otherwise agreeing to live in a society was a hollow promise; either we’re all in this together, or there is no “we” and anarchy prevails. So you may have a “king” but even his policies must be expressions of the collective will of his “subjects.”[2] As part of this society, there may be some property set aside for common use; Locke assumes that every village will have a village green, where anyone may come and harvest turf as needed, for example. And if the group decides on some joint project, as Athens did when Themistocles persuaded them to build a national fleet, they may agree to pay into a common fund to do so, and all citizens are obligated to pay this tax even if the minority didn’t vote for it since it is an expression of the will of the society as a whole, of which they are a part. In exchange, the minority has the right to fight for its voice to be heard and its concerns to be addressed, and to try to persuade some portion of the others to join and support its views as policies for the group.

This really was a revolutionary thought. Most societies in Europe were governed by monarchies that ruled by a presumed divine right. When Thomas Hobbes wrote his Leviathan to propose a secular basis for government, that was already a radical notion. Hobbes acknowledged as much when he wrote that, “This is the generation of that great LEVIATHAN, or rather, to speak more reverently, of that mortal god, to which we owe under the immortal God, our peace and defence.”[3] We are not, he is saying, ruled by God; we are ruled by Leviathan, The Beast. God has left us to be ruled by this earthly master, this god that we ourselves have made by forming a social compact or commonwealth. But Hobbes still offered his philosophy as a defense of the privileges of the absolute monarch. Short of randomly torturing or murdering subjects, or failing to actually control and defend the realm, Hobbes put no limits on the sovereign’s power. Locke writes to defend not absolute monarchy, but a republic and limited monarchy. The force that is to determine national policy is not the whim of one powerful king backed by the brute force of an army; instead it is the collective will of the citizens that is to dictate to the government what it should do.

Just how revolutionary this theory is becomes clear when Locke considers the dissolution of the commonwealth.[4] There he argues that when any government attempts to usurp absolute power over its citizens, either by arbitrarily seizing their property, by enslaving them or killing them, then they are freed from their tacit agreement to abide by its laws. The government has broken the social contract, so now the citizens are back in a state of nature. And as free persons in a state of nature, they are once again free to join together for mutual defense, and to form a new government. Locke offers the intellectual and moral justification for political revolution. The government that denies its citizens their inalienable rights has violated the laws of Nature, Reason and God (which are largely equivalent terms for Locke), and thus has lost all legitimacy. It rules only by force, and thus there is no crime in resisting it and overthrowing it by force, either. Only the government that acts as directed by the will of the majority has any binding, legitimate claim to the obedience of the people.
The philosophical foundation for the American Revolution was this very notion. People felt that they were being “enslaved” by the distant crown and parliament, which imposed taxes on them without their consent or even voice. (Yes, it is a tragic irony that they knew what enslavement was so well, owning slaves themselves.) They had come to this frontier land and tamed it, raised crops, built homes and churches and whole cities, and now they felt that this was theirs. They had put their own sweat into this land; as Locke said, they had put part of themselves into it, and thus it was as much theirs as their own flesh. And now a distant government was imposing laws and taxes on them. From the English point of view, they were simply asking the colonies to pay for their own defense; but the fact remained that there were no colonial representatives in Parliament. From a Lockean point of view, they were outside the social contract, since they were denied the fundamental right of any citizen of the commonwealth to be heard. And following Locke, they felt that this gave them the right to revolt. They produced a Declaration of Independence, which detailed their justifications for their break from England, and established the beginnings of their social contract to form a new commonwealth together. This was not like Plato’s failed attempt to bring his ideal republic to life in ancient Syracuse, where conceptual perfection crashed against human realities. Nor was it like the more recent attempt to establish a divine theocracy in Münster, which fell into disorder and was destroyed by its enemies. This philosophical experiment, which we now know as the United States of America, was not based on Biblical or philosophical idealism, but on human reason, on philosophy rooted in observation, experience and reflection. Unlike Plato’s Republic or his later Laws, the empiricist philosophy of Locke did not assume that there was an ideal state which could only change by degenerating. The founders of the United States assumed that their nation would have to change and grow, and they included mechanisms for amending the social contract. They hoped that it would grow and become better as its people chose the best among them to debate and discover new solutions to unanticipated problems. And while Plato’s republic sought to eliminate social conflict, the very notion of Locke’s commonwealth assumes disagreement and conflict. Any nation based on Locke’s principles has to allow for all stakeholders to have a voice, and to resolve their competing claims in a peaceful manner. It hasn’t always worked, as we know, but the trend for over two hundred years has been to channel dissent and conflict, expanding the rights of citizens and the chorus of voices in the marketplace of ideas.

To be continued…

[1] John Locke, Second Treatise of Civil Government, chapter II, sections 4-11

[2] Locke, chapter VIII, sect. 95-99

[3] Thomas Hobbes, Leviathan, chapter 17

[4] Locke, chapter XIX, sect. 222

Review: The Avengers (2012)

May 14, 2012

The Avengers

Zak Penn and Joss Whedon; film, directed by Joss Whedon (Manhattan Beach, CA:  Marvel Studios, 2012)

            “It’s the unspoken truth of humanity, that you crave subjugation. The bright lure of freedom diminishes your life’s joy in a mad scramble for power, for identity. You were made to be ruled. In the end, you will always kneel.”   Loki of Asgard

If, as Hamann thought, there is more joy in hearing five words of truth from a blasphemer than in a chorus sung by legions of angels, then there is little more delightful than finding philosophy in a Summer Smash’em Up Blockbuster Film.  That was the joy I found from this movie.  It makes the whole Ph.D. student debt thing totally worth it.

The movie revolves around a super-secret organization , S.H.I.E.L.D.  (for Strategic Homeland Intervention, Enforcement and Logistics Division) attempting to exploit an alien artifact of immeasurable power, and the trouble caused when beings who understand and can control that power far better arrive on Earth to claim it.  Thus put, the premise doesn’t sound much more exciting than the motivating force of the aliens in Plan Nine from Outer Space.  Human hubris leads to tinkering in Things Man Was Not Meant To Know, which in turn attracts the attention of powerful beings who feel they were meant to know, and then the wackiness ensues.  The philosophy, however, is deeper than that, and involves the very essence of human nature:  freedom.  Freedom is the ultimate question.  Are we mere organic mechanisms seeking nutrition and procreation, material complexes with no more freedom than a rock finding its way down the hill?  Or are we beings that create ourselves at least as much as we are created, choosing our own goals and values?

Given that the movie is largely driven by the sibling rivalry of two Aesir, it is fitting to analyze it through the eyes of Teutonic philosophers.  Loki seems to be the most philosophically inclined character, or at least the most philosophically verbose; so I shall start with him.  Loki presents himself not as a tyrant, but as a savior.  He has come, he says, to bring peace and joy to all humanity.  And he will do that, he says, by taking away human freedom.  Freedom is a burden, an oppressive responsibility; surrendering freedom allows one to enjoy the pleasures of life while allowing others to make the big decisions.  In essence, Loki seems to have put his finger on the problem of anxiety.  As discussed by Vigilius Haufniensis, anxiety is “the dizziness of freedom.”[1]  When confronted with a real, significant choice, good/or evil, life/or death, salvation/or damnation, the individual is overwhelmed by his or her own sense of power—-the power to go wrong.  The individual may know what choice he or she ought to make, as Adam knew not to eat the apple; but all the individual concretely knows is that a possibility exists.  There is no rational reason why the individual would choose evil; there is only the vertigo of freedom, the anxiety of possibility, and the individual swoons.  When the individual realizes he or she has chosen wrong, it becomes all the more difficult to deal with the continued burden of freedom, compounded now by the actual knowledge of good and evil (as opposed to the mere possibility of freedom with no first-hand knowledge of the alternatives).  Most individuals, Haufniensis says, find the burden of freedom intolerable, and seek to give up their individuality.  Freedom becomes the very thing they flee; conformism, philistinism, determinism become salvation. Haufniensis calls this attitude “the demonic.”[2]

Loki is the very personification of the Kierkegaardian demonic.  Your pain, Loki says, comes from the unending, wearisome task of constantly making oneself, the burden of freedom.  I will take that burden from you, and I will tell you what you are and what you may become; then you will have peace.  Haufniensis would say that whether we know it or not, most of us take Loki’s offer.

And in the scene where Loki makes this offer to a crowd of terrified Germans, who is the one individual who stands up and chooses to die rather than live as a slave?  It is the one who has first-hand experience with a previous offer of this sort.  This too fits the philosophy:  Paul Tillich and Reinhold Niebuhr, among others, drew on Kierkegaard’s explanation of anxiety and the demonic to explain the appeal of Hitler and Stalin in their own day.  It is perhaps unfortunate that the man did not die; his being saved by Captain America could seem to symbolize the idea that individual freedom is protected by the United States, and I don’t think that was the intention.  From the Kierkegaardian perspective, expecting any human agency to safeguard your personhood would be to surrender your personhood.  On the other hand, of course, Captain America doesn’t make the man free; he did that for himself.  All Captain America can do is show up later and try to shield the individual from the physical risks of having declared himself to be an individual.

But before I try to discuss the superheroes, I want to look at Loki himself.  He says of himself, “I am Loki of Asgard, and I am burdened with glorious purpose….  I come with glad tidings, of a world made free (from) freedom.  Freedom is life’s great lie.  Once you accept that, in your heart… you will know peace.”  This is from the opening scene of the movie, and it is the most Nietzschean thing he says.  In Twilight of the Idols, Nietzsche writes that freedom is a lie, invented to make men responsible for their actions—to make them guilty.  By telling them they were free and hence guilty, they could in fact be bound by their sense of guilt.  By contrast, the immoralists proclaim the psychological theory that there is no freedom, that all human action is determined by the instincts, and hence there is no guilt.[3]  Loki has come to free humanity from the burden of freedom, and thus to give them peace.  And in fact, he himself is not free, either.  He says of himself that he is “burdened.”  Banner says of Loki, “That guy’s brain is a bag full of cats, you could smell crazy on him.”  He is not free; he is driven by forces beyond his control—-by the bargains he made to get an army, by his ambition, by his hubris, his envy, and in short, by his instincts and his will-to-power.  If he has come to free humanity from freedom, he has started by liberating himself from its burden; now he is in thrall to his “glorious purpose.”

This very lack of freedom is what gives Loki his strength, and what initially weakens his opponents.  As he describes them, “You were made to be ruled.  In the end, it will be every man for himself.”  Hobbes comes to mind here; the only escape from war of each against all, says Hobbes, is when all surrender their freedom to a greater power that will enforce peace between the rest.[4]  Without an absolute monarch or other overwhelming leader, there is anarchy; no one can trust another so none can cooperate.  Initially, that seems to be the truth of the so-called Avengers:  “we’re not a team, we’re a time bomb.”  As free men, they struggle against each other, each determined to be the High Alpha of all Alpha Males.   As Hobbes would put it,  “All men (are) by nature equal… From equality proceeds diffidence…. From diffidence (proceeds) war.”[5]

The turning point in this story of superheroes is the death of a perfectly ordinary person, Phil Coulson.  In fact, it could well be said that he is the one who saves Earth.  Everything up to that point has shown Loki pulling everyone else’s strings, either literally turning them into puppets through his mind control “spell” or metaphorically by playing them off against each other.  The superheroes have spent more time bashing each other, or spying on S.H.I.E.L.D. itself, than they have fighting their supposed enemy.  Loki’s plans come to fruition when he finally traps Thor, turn the Hulk loose to fight the others, and cripples S.H.I.E.L.D. ‘s command ship.  He seems to have won.  At the moment of his victory, he is confronted by a perfectly ordinary S.H.I.E.L.D.  agent with a more-than-ordinary gun.  He’s still no match for a god, though, and Loki mortally wounds him.  The scene continues:

[after dropping Thor to earth, Loki turns to leave but Coulson stops him]
Agent Phil Coulson: You’re gonna lose.
Loki: Am I?
Agent Phil Coulson: It’s in your nature.
Loki: Your heroes are scattered, your floating fortress falls from the sky. Where is my disadvantage?
Agent Phil Coulson: You lack conviction.
Loki: I don’t think I…
[suddenly shoots Loki through the wall with the Phase 2 weapon which blasts out fire]
Agent Phil Coulson: So that’s what it does.

Minutes later Coulson dies, but not before expressing his belief that his death would be the catalyst that would bind the superheroes together as a group.  And in fact, that is precisely what happens.  With his self-sacrificial death, the heroes gain a sense of unity.  They become a team, “The Avengers,” their proclaimed goal to protect the Earth but their more pressing motive to avenge Coulson.  His sacrifice, his willingness to do his duty even when all logic said it was hopeless, moves them to put aside their rivalries and to work together for a higher purpose.  They gain conviction.  Loki lacks conviction.  He has no cause, no “idea for which I may live and die.”[6]  It is not his nature to put anyone or anything first, to “get behind” a cause.  And ultimately, that means he will abandon any cause that seems to be failing in order to try to save himself.  It is thus in his nature to lose, rather than to take the risks or make the sacrifices necessary to win.  By contrast, the superheroes sacrifice their safety, and what is more important to them than safety; each sacrifices his own personal sense of his superiority and independence.  Each must sacrifice a little pride, a little sense of self-sufficiency, to become part of a team.  When each subordinates his pride to the higher cause, they are able to win as a group.

Ultimately, The Avengers is about two conflicting paths to unity.  Loki’s path is the abandonment of freedom.  In this conception, “freedom” is an intolerable burden for the individual and fatally divisive for the group; the only way to attain personal peace or group success is to recognize freedom as “the great lie,” and to instead subordinate the people to the unifying will of a leader who is himself only a pawn for forces he barely recognizes and cannot control.  The other path accepts the individual differences and disagreements, rivalries and conflicts, personalities and freedom; but these are subordinated to a conviction.  When individuals freely accept a cause for which each can live and die, they have a unity without slavery.  They can accept authority for the purpose of achieving a task, and the one with authority can accept the individuality of the other and join it to the group rather than treating others as threats to his (or her) own status.[7]

It’s not my purpose to write a review that will tell people whether to go or not go to this particular movie.  My guess is that whether or not one enjoys a film has more to do with individual taste; and in any case, enjoying a movie because it got a good review is like laughing at a joke because someone else told you it was funny.  And I don’t suppose it even makes much sense to tell you that if you do go to see this movie, you should enjoy it for the philosophy rather than for the special effects or clever dialogue.  But there is joy in finding truth where one did not expect it, and that is a joy that anyone may experience who is open to it.  When one finds that joy oneself, one wants to share the news of one’s good fortune; that is what I have done here.  And if reading this helps anyone to be more open to reflecting on the moral and philosophical values of his or her own experiences and entertainments, so much the better.

[1] Søren Kierkegaard, The Concept of Anxiety:  a simple psychologically orienting deliberation on the dogmatic issue of hereditary sin; edited and translated, with an introduction and notes by Reider Thomte in collaboration with Albert B. Nelson (Princeton, NJ:  Princeton University Press, 1980) p. 61

[2] Concept of Anxiety, pp. 118-54

[3] Friedrich Nietzsche, Twilight of the Idols, in The Portable Nietzsche, edited and translated by Walter Kaufmann (New York:  Penguin Books, 1978) pp. 499-500

[4] Thomas Hobbes, Leviathan:  or the Matter, Forme and Power of a Commonwealth Ecclesiasticall and Civil, edited by Michael Oakeshott, with an introduction by Richard S Peters (New York:  Simon and Schuster Inc.  1997) pp. 98-141

[5] Leviathan pp. 98-99

[6] as Kierkegaard writes of seeking for himself; it was this sort of conviction that Kierkegaard said led him ultimately to turn from egoism to the ethical-religious life.

[7] Even the Hulk can be a team player, when Captain America gives the proper order:  “Hulk:  smash.” I can think of no better example of a leader who recognized the individual strengths and needs of each team member, and who gave “orders” that allowed each to apply his or her uniqueness most appropriately.